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Solutions Overview

In keeping with our name, C5 Fintech Solutions is committed to make sure you know you are not alone in your quest to get your business done and done well. C5 Fintech Solutions offers Broker Dealer ironclad solutions to handle Commissions, Compliance, On Boarding as well as Imaging. It's what we do.

Here are a few questions to consider:

  • Does your current system support your vision of how your Broker Dealer will look in three years?  

  • Are you prepared are have the flexibility to be complaint with any upcoming Regulatory, Cyber Security or Fiduciary standards that come along?

  • Are you moving towards Straight Through or Paperless Processing?

  • Wouldn't it be great to have complete info on your reps available to you with only a few clicks?

The "C5" stands for SOLUTIONS  we provide through the use of various SUBSCRIPTIONS to our offerings, namely  Win OPS and D.A.R.T. To learn more about our Solutions Subscriptions, visit our Subscriptions Overview Page.

As you can see from the main page of this site, the 5 "C's" are:



Continuity Planning

Customer Data Aggregation


Learn more about each of these Solutions by clicking on them. We'd love to hear from you with your questions or to schedule a demo, so please reach out for Next Steps.

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